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Tools to advance GA safety and citizenship
Introduction
The Aviators Model Code of Conduct (Code of Conduct) offers recommendations designed to advance
flight safety, airmanship, and the general aviation (GA) community.
The Code of Conduct is not a standard and is not intended to be implemented as one.
Instead, the Code of Conduct presents a vision of excellence for aviators.
Its principles complement and underscore legal requirements. There are also specialized versions of the Code of Conduct:
The Code of Conduct has seven
sections, each containing Principles and Sample Recommended Practices.
The Principles:
I. General Responsibilities
of Aviators
II.
Passengers and People on
the Surface
III.
Training and Proficiency
IV. Security
V.
Environmental Issues
VI.
Use of Technology
VII.
Advancement and Promotion
of General Aviation
The Sample Recommended
Practices:
Sample Recommended Practices are basic suggestions for using the Code of Conduct
principles and tailoring the principles to specific aviation communities and organizations. The
Sample Recommended Practices may be modified to satisfy the unique capabilities and requirements
of each pilot, mission, aircraft, and GA organization. Some Sample Recommended Practices exceed
the provisions of their associated Code of Conduct principles. They are not presented in any
particular order, except that instrument flight rule (IFR)-specific Sample Recommended Practices
generally appear last.
The Commentary:
Commentary on selected provisions of the Code of Conduct is published at www.secureav.com.
The Commentary provides discussion, interpretive guidance, and suggested ways to adopt the Code of Conduct.
Provisions of the Code of Conduct with published commentary are not necessarily more important than other provisions.
Additional provisions will be added as the Commentary evolves.
Benefits of the Code of
Conduct:
The Code of Conduct
benefits pilots and the GA community by:
-
highlighting important
practices to make pilots better, safer aviators,
-
promoting improved pilot
training, better airmanship, appropriate pilot conduct, personal responsibility, and pilot
contributions to the GA community and society at large,
-
encouraging the
development and adoption of ethical behavior,
-
advancing self-regulation through
the GA community as an alternative to government regulation, and
-
promoting GA and making
flying a more rewarding experience.
Note: Not all flight operations are authorized in all
jurisdictions. References to the United States Federal Aviation Administration are used as examples.
In other jurisdictions, applicable laws and regulations must be followed.
Aviators Model Code of
Conduct - Principles
I.
General Responsibilities
of Aviators
Pilots should:
-
make safety the number one priority,
-
seek excellence in
airmanship,
-
develop and exercise good
judgment, and apply sound principles of aeronautical decision-making,
-
recognize and manage
risks effectively,
-
maintain situational awareness, and adhere to prudent
operating practices and personal operating parameters (e.g., minimums),
-
aspire to
professionalism,
-
act with responsibility
and courtesy, and
-
adhere to applicable laws
and regulations.
Explanation:
Code of Conduct Section I serves as a preamble to the Code of Conduct’s other principles.
It emphasizes safety, excellence, risk management, and responsibility.
Sample Recommended Practices:
-
Approach flying with
seriousness and diligence, recognizing that your life and the
lives of your passengers and others depend on you.
-
Recognize, accept,
plan for, and do not underestimate the costs of implementing proper safety practices.
-
Identify and adapt to
changing flight conditions based on sound principles of airmanship and risk management.
Be prepared to alter or abort your flight plan accordingly.
-
Recognize the increased
risks associated with flying in inclement weather, at night, in congested areas, over water,
and over rugged, mountainous or forested terrain. Plan for and manage such risks prudently.
-
Develop, use,
periodically review, and refine personal checklists and personal minimums
for all phases of flight. Review these materials regularly with a flight instructor or other
trusted mentor.
-
Make personal
wellness and an honest self-evalutaion of your fitness a precondition of each flight (for example, by using the I’M SAFE
checklist -- see, e.g., FAA AC 60-22).
-
Establish conservative O2 personal
parameters—for example, daytime above 8,000 ft. MSL and nighttime above 5,000 ft. MSL. Consider
use of a pulse oximeter. Use supplemental oxygen on flights when it may be beneficial.
-
See and be seen. Practice
techniques for seeing and avoiding other aircraft. Scan for traffic continuously. Enhance your
visibility through appropriate use of lights and strobes.
-
Listen and be heard.
Monitor appropriate frequencies to remain aware of the location of other aircraft, and concisely
inform other pilots of your position and intentions.
-
Minimize turns and
maneuvers below 500 feet AGL (except as required during takeoff and landing).
-
Comply with or exceed the
requirements for mandatory inspections and Airworthiness Directives (ADs). Adhere to recommended
inspections, service bulletins, and checklists.
-
Plan every flight
carefully. Calculate weight and balance, consider the effect of wind on fuel reserves and
range, and consider diversion alternatives. Remain aware of deteriorating weather and other
circumstances that may make continued flight unsafe.
-
File a flight plan or
communicate your intended flight itinerary to ground personnel prior to departure, even when
flying locally.
-
Adhere to applicable
rules and operating practices of your flying club or school, your FBO, flight center, or
aircraft rental provider.
-
Operate rental aircraft
as if you owned them. Communicate all discrepancies affirmatively and promptly.
-
Develop and adhere to
conservative personal operating parameters, such as the following
personal minimums:
-
Minimum Descent
Altitude/Decision Height (MDA/DH) - exercise extreme
caution and voluntarily limit approaches where ceilings are under 800 ft.
AGL and visibility is under 1 mi. for straight-in approaches or ceilings
are under 1,000 ft. AGL and visibility is under 3 mi. for circling
approaches. Never execute a circling approach at night unless there is no
alternative and you are capable of safely executing such an approach. Use higher minimums in
deteriorating weather conditions and at night.
-
Missed Approaches -
limit missed approaches to a maximum of two, and do not prematurely cancel IFR. Do not continue
an unstable approach inside the Final Approach Fix in IMC--execute the missed approach
procedure.
-
Departures - plan
for a takeoff alternate in case an emergency landing is required just after
departure. If you departure airport is below landing minimums, your takeoff alternative should
have a suitable instrument approach, with weather conditions above landing minimums.
-
Night Operations -
recognize the increased risks associated with night operations and fly IFR
whenever practical at night (if rated, current, and proficient).
II.
Passengers and
People on the Surface
Pilots should:
-
maintain
passenger safety first and then reasonable passenger comfort,
-
manage risks
and avoid unnecessary risks to passengers, to people and property on the surface,
and in other aircraft,
-
brief
passengers on planned flight procedures and inform them of any significant or unusual
risks associated with the flight,
seek to
prevent unsafe conduct by passengers, and
avoid
operations that may alarm or annoy passengers or people on the surface.
Explanation:
Pilots are responsible for the safety and comfort of their passengers.
Passengers place their lives in pilots’ hands, and pilots should exercise
sufficient care on their behalf. Such care includes, but is not limited
to, disclosing unusual risks, and exercising prudent risk management. Pilot
responsibility also extends to people on the ground and in other aircraft.
Sample Recommended
Practices:
-
Keep your passengers as
safe as possible, as though they were your closest loved ones.
-
Aspire to act toward your
passengers with professionalism.
-
Plan and fly conservatively
to improve safety margins.
-
Tactfully disclose risks
to each passenger and accept a prospective passenger’s decision to
refrain from participating.
-
Require that passengers
wear seat belts and shoulder harnesses, and consider providing hearing protection, such as intercom
equipped headsets.
-
Provide a thorough
passenger briefing prior to flight.
-
Determine the
experience, background, and concerns of each passenger. Incorporate
them into the preflight briefing and flight activities.
-
If available, obtain
favorable insurance coverage for passengers, and urge passengers to do so as well.
Confirm that there are no misrepresentations on insurance applications, and that you and any
other pilot on the policy have complied with all policy provisions.
-
Instruct passengers to
avoid touching or obstructing critical flight controls. Brief and maintain a sterile cockpit for
takeoff, landings, and other workload-intensive times.
-
Encourage passengers to
serve as safety resources – for example, by having them identify nearby
aircraft, organize charts, and keep track of landmarks.
-
Assess unfamiliar
passengers for potential safety and security problems.
-
Remember that passenger
safety begins on the ramp before ever entering the aircraft. Watch passengers closely and keep
them clear of ground-based hazards (e.g., fuel trucks, propellers, slippery surfaces).
-
If practicable, fly
precision approaches with vertical guidance (e.g., ILS) when carrying
passengers.
III.
Training and
Proficiency
Pilots should:
-
participate in training
to maintain and improve proficiency beyond legal requirements,
-
participate in flight
safety education programs,
-
remain vigilance and
avoid complacency,
-
train to recognize and
deal effectively with emergencies, and
-
accurately log hours
flown and maneuvers practiced to satisfy training and currency
requirements.
Explanation:
Training and proficiency underlie aviation safety. Recurrent training is a
primary component of proficiency and should includes both air and
ground training. Each contributes significantly to flight safety and
neither can substitute for the other. Training sufficient to promote
flight safety may well exceed what is required by law.
Sample Recommended
Practices:
-
Pursue a rigorous,
life-long course of aviation study.
-
Use the manufacturer’s
flight manual to determine your aircraft’s limitations, calculate performance, plan flights,
properly secure cargo, determine fuel requirements, and calculate weight and balance.
-
Follow and periodically
review programs of study or series of training exercises to improve proficiency. Consider a
training plan that will yield new ratings, certificates, and endorsements.
-
Supplement stick-and-rudder
training with scenario-based training to build decision-making and risk-management skills.
-
Train for flight over
challenging environments such as water or remote, desert, or mountainous
terrain. Train for survival, and carry adequate survival equipment and drinking water.
-
Understand and use
appropriate procedures in the event of system malfunction (e.g., electrical failure, lost
communications, instrument problems).
-
Achieve and maintain
proficiency in the operation of avionics and automation.
-
Know current aviation
regulations and understand their implications and rationale.
-
Understand and comply
with the privileges and limitations of your pilot certificate.
-
Attend aviation training
programs offered by industry organizations and the FAA.
-
Participate in the FAA
Pilot Proficiency Program ("WINGS").
-
Stay updated with
diverse and relevant aviation publications.
-
Develop a systematic
approach to obtaining timely weather briefings and evaluating flight conditions.
-
Conduct a periodic
review of recent accidents and incidents, focusing on probable causes.
-
Periodically demonstrate
mastery of applicable practical test standards (PTS), and train to exceed PTS minimums.
-
Obtain adequate training
before flying an unfamiliar aircraft, even if you have flown that type in the past.
-
Avoid practicing
training maneuvers in busy airspace or over conjected areas.
-
Maintain currency that
exceeds minimum regulatory requirements.
-
Seek to fly at least once
every two weeks. Make at least three night take-offs and landings per month, or refrain from
flying at night.
-
Develop a practical
understanding of the mechanics and systems of each aircraft you fly.
-
Join a type club
for the aircraft you fly to learn more about its safe operation, including capabilities and
limitations.
-
Consider maintaining a
log to track errors and lessons learned on each flight.
-
Register at
www.faasafety.gov
to receive announcements of safety meetings and literature, and
review appropriate safety courses online.
Complete the equivalent
of a Flight Review annually, and if instrument rated, an instrument proficiency check (IPC)
every six months.
Practice partial panel
skills (if IFR-rated) at least every three months.
IV.
Security
Pilots should:
-
seek to maintain the
security of all persons and property associated with their aviation
activities,
-
remain vigilant and
immediately report suspicious, reckless, or illegal activities,
-
secure aircraft to
prevent unauthorized use, and
-
avoid special-use
airspace except when approved or necessary in an emergency.
Explanation:
Enhanced security awareness is essential for the aviation community. Threats to security demand
responsive action. This Section addresses GA’s role in promoting national security and
preventing criminal acts.
Sample Recommended
Practices:
-
Check NOTAMS thoroughly
during preflight preparation, and obtain updates during long flights, including NOTAMS for
airspace restrictions.
-
Always use a transponder with
altitude encoding if equipped and operable unless otherwise authorized or directed by ATC.
-
Use additional or
enhanced locks or other anti-theft mechanisms to secure all aircraft.
-
When carrying
unfamiliar passengers, examine their carry-on bags for
hazardous materials and weapons. Query familiar passengers regarding such materials.
-
Confirm that ramp access
gates are closed securely behind you to prevent “tailgating” by
unauthorized persons.
-
Become familiar with
Airport Watch (866-GA-SECURE) and other means to report and
deter suspicious activities.
-
Periodically review military
intercept procedures.
-
Report security
concerns, flight safety hazards or anomalies such as inoperative VORs and poor radio coverage
to the appropriate authorities.
-
Use ATC radar advisories
when flying VFR whenever practicable.
-
Do not deviate
from an active flight plan (either IFR and VFR) or clearance without
notifying ATC.
-
Consider flying IFR (if
rated) whenever practicable.
V.
Environmental Issues
Pilots should:
-
recognize and seek to
mitigate the environmental impact of aircraft operations,
-
minimize the discharge of
fuel, oil, and other chemicals into the environment during refueling, pre-flight preparations, flight operations, and servicing,
-
avoid environmentally sensitive areas,
-
comply with applicable noise abatement procedures and mitigate aircraft
noise over noise-sensitive areas, and
-
review and adhere to prudent hazardous materials handling procedures.
Explanation:
Reducing pollution caused by aviation will reduce health problems, environment impact, and unfavorable public perceptions of GA. Environmental
issues can also close airports and increase regulatory burdens on GA.
Sample Recommended
Practices:
-
Use a Gasoline Analysis
Test Separator (GATS) jar or other environmentally sound device/procedure for all fuel sampling.
Return fuel samples to the fuel tanks or dispose of them properly.
-
Learn and adopt
environmentally responsible methods for all aspects of aircraft care,
especially degreasing aircraft and handling run-off.
-
Adhere to applicable
noise abatement procedures provided safety is maintained.
-
Be aware of the noise
signature of your aircraft, and follow procedures to reduce noise such
as reducing engine power and propeller RPM, as soon as practicable after
takeoff.
-
If practicable, fly well
above noise-sensitive areas, or avoid them altogether.
-
If practicable, install
noise-reducing equipment such as quieter props and exhaust systems.
-
Consider the impact
of aircraft on wildlife, and conform to recommended practices (such as those of the National
Park Service minimum altitudes) when flying near
wilderness and environmentally sensitive areas.
-
Patronize service
providers (such as FBOs, repair services, and aircraft cleaners) that
adhere to environmentally friendly practices.
VI.
Use
of Technology
Pilots should:
-
become familiar with and
properly use appropriate affordable technologies,
-
monitor applicable
airport advisory frequencies and report position concisely when approaching
airports without an operating control tower and other higher-risk areas, if radio-equipped.
-
use transponders or
other position-indicating technologies during in-flight operations, if available or otherwise
directed by ATC, and use ATC radar advisories for VFR enroute operations, and
-
carry redundant
transceivers and navigational equipment and use them in appropriate
circumstances.
Explanation:
Innovative, compact, and inexpensive technologies have greatly expanded the
capabilities of GA aircraft. This Section encourages the use of such
safety-enhancing technologies.
Sample
Recommended Practices:
-
When practicable, invest in new
technologies that advance flight safety. Train to use them properly. Learn and understand the features and limitations of such technologies.
-
Consider installing enhanced
occupant restraints.
-
Consider keeping
a back-up communication/navigation device accessible during flight operations, including
extra batteries or a back-up power supply. Consider use of a personal locator beacon.
-
Inspect and maintain
all avionics and flight instruments to keep them operational, current, and approved for the
intended flight.
-
Avoid
programming navigation systems while taxiing (particularly during single-pilot operations).
-
Recognize that programming avionics may
cause distractions, and that distractions may lead to errors.
-
Maintain basic flying
and navigation skills to enhance safety in the event of failure or absence of advanced
technologies or services.
-
Avoid flying in or
near level 2 (moderate) or higher weather radar returns, especially when thunderstorms are
present or forecast. Seek frequent ATC or AFSS weather updates.
-
In IMC and at night,
operate with an operational autopilot or a qualified second pilot if
practicable.
-
In IMC, operate with
attitude-indicator (AI) system redundancy if practicable, and maintain
partial-panel proficiency.
VII.
Advancement and Promotion of General Aviation
Pilots should:
-
advance and promote
general aviation, safety, and adherence to the Code of Conduct,
-
volunteer in and
contribute to organizations that promote general aviation, and use their
aviation skills to contribute to society at large,
-
demonstrate appreciation
for aviation service providers,
-
advance a general
aviation culture that values openness, humility, positive attitudes, and
the pursuit of personal improvement, and
-
promote
ethical behavior within the general aviation community.
Explanation:
General aviation has a well-recognized and worsening public relations
problem. Vigilance and responsive
action are essential to ensure GA vitality and to
enhance the GA experience for pilots and passengers.
Sample Recommended
Practices:
-
Strive to conform fully
to the Code of Conduct.
-
Serve as a GA ambassador
to the public by providing accurate information and refuting
misinformation concerning GA activities, and by encouraging potential
student pilots.
-
Recognize that your actions reflect
upon the entire aviation community.
-
Volunteer in support of
general aviation.
-
Make charitable use of
your aviation resources (for example, by transporting persons seeking
medical care or donating flight time to youth and environmental
programs).
-
Express appreciation to
controllers and service personnel for their assistance and good service.
-
Participate in
aviation-related fund-raising events.
-
Invite constructive
criticism from your fellow aviators and provide the same when asked.
-
Adhere to the highest
ethical principles in all aviation dealings, including business practices.
-
Seek to resolve disputes
informally and congenially.
Abbreviations
AD |
Airworthiness Directive |
AFSS |
Automated Flight Service Station |
AGL |
Above Ground Level |
ATC |
Air Traffic Control |
FAA |
Federal Aviation Administration |
FBO |
Fixed Base Operator |
GA |
General Aviation |
IFR |
Instrument Flight Rules |
IMC |
Instrument Meteorological Conditions |
IPC |
Instrument Proficiency Check |
MDA/DH |
Minimum Descent Altitude/Decision Height |
MSL |
Mean Sea Level |
PTS |
Practical Test Standards |
TFR |
Temporary Flight Restrictions |
VFR |
Visual Flight Rules |
VMC |
Visual Meteorological Conditions |
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Additional Resources
The Aviators
Model Code of Conduct, Glider Aviators Model Code of Conduct, Light Sport Aviators Model Code of Conduct, Seaplane Pilots Model Code of Conduct, and Student Pilots Model Code of Conduct
are available at www.secureav.com.
Further information about GA is available at:
Annotated Commentary helps implementers interpret the Code of Conduct
and provides source materials and supplemental aides. Available at www.secureav.com.
Notice
The [insert your
organization's Code of Conduct] is a
customized version of the Aviators
Model Code of Conduct created by Michael S. Baum. ©2003-2007
Michael S. Baum. All Rights Reserved. Terms of Use are available at www.secureav.com.
Pilots and the aviation
community may use the Aviators Model Code of Conduct as a resource for code of conduct
development, although it is recommended that this be supported by
independent research on the suitability of its principles for specific or
local applications and situations. It is not intended to provide legal advice and
must not be relied upon as such.
Edits, Errata, Comments
The
Aviators Model Code of Conduct is a living document, intended to
be updated periodically to reflect changes in aviation practices and the
aviation environment. Please send your suggestions, edits, errata,
questions and comments to:
PEB@secureav.com.
Acknowledgments
The
Aviators Model Code of Conduct
has had the benefit of extensive editorial comment and suggestions by a
diverse body of the GA community, and beyond. See
“Acknowledgments” at
www.secureav.com/ack.pdf. The Permanent Editorial Board of the Code of Conduct is presented at www.secureav.com/PEB.pdf.
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